$29.00 – $49.00
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Secure Transaction CPE Credits
1 Credits: Auditing
Course Level
Overview
Format
Self-Study
Course Description
This course addresses red flags auditors should be mindful of in compliance audits, cybersecurity evaluations, and going-concern assessments. Topics include how to spot violations of legal and regulatory requirements, signs of inadequate cybersecurity measures, and how to evaluate the going-concern assumption in light of financial difficulties or operational risks. The course also discusses how auditors can respond to these red flags and ensure that potential issues are identified early, protecting both the organization and its stakeholders from future risks.
Learning Objectives
Upon successful completion of this course, participants will be able to:
- Recognize red flags in compliance audits that suggest potential violations or regulatory risks
- Identify cybersecurity risks and indicators of inadequate protection measures
- Determine when going-concern issues require further assessment or disclosure
Course Specifics
SS925421722
February 11, 2025
There are no prerequisites.
None
35
Compliance Information
CFP Notice: Not all courses that qualify for CFP® credit are registered by Western CPE. If a course does not have a CFP registration number in the compliance section, the continuing education will need to be individually reported with the CFP Board. For more information on the reporting process, required documentation, processing fee, etc., contact the CFP Board. CFP Professionals must take each course in it’s entirety, the CFP Board DOES NOT accept partial credits for courses.
Meet The Experts
Kelen is a recognized author and reviewer of CPE courses and has authored over 145 courses (350+ CPE credit hours) covering a range of accounting, auditing, financial reporting, regulatory, and ethics topics. Kelen remained involved in CPA exam content development for nearly 10 years and authored more than a thousand multiple choice questions for various sections of the CPA exam. He also serves as an Editorial Advisor for the AICPA’s Journal of Accountancy. Kelen has nearly 20 years of progressive finance and accounting experience. He currently serves as an Accounting Policy Advisor with HP. Prior to HP, he served in multiple …
QAS Self-Study
