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Secure Transaction Principles of Wealth Management
Format
Self-Study
Course Level
Overview
CPE Credits
8 Credits: Taxes
Course Description
Principles of Wealth Management examines the financial planning discipline, including Its need, as evidenced by the U.S. poverty rate, the U.S. savings rate, the lack of financial retirement readiness and the ever-increasing cost of higher education. The course details the principal steps in developing a financial plan, the critical issues in managing and protecting wealth, the products and concepts available to implement wealth management objectives and their tax treatment.
Learning Objectives
Upon successful completion of this course, participants will be able to:
- Discuss the evidence indicating the need for comprehensive financial planning;
- Recognize the steps in developing a client’s financial plan;
- Describe the critical issues in managing wealth;
- Identify the principal products and concepts available to Implement and facilitate wealth management objectives; and
- Apply the principles of wealth management to improve the financial situation of clients.
Course Specifics
SS824372549
August 1, 2024
There are no prerequisites.
None
214
Compliance Information
IRS Provider Number: 0MYXB
IRS Course Number: 0MYXB-T-02500-24-S
IRS Federal Tax Law Credits: 8
CTEC Course Number: 2071-CE-2056
CTEC Federal Tax Law Credits: 8
CFP Notice: Not all courses that qualify for CFP® credit are registered by Western CPE. If a course does not have a CFP registration number in the compliance section, the continuing education will need to be individually reported with the CFP Board. For more information on the reporting process, required documentation, processing fee, etc., contact the CFP Board. CFP Professionals must take each course in it’s entirety, the CFP Board DOES NOT accept partial credits for courses.
CTEC Notice: California Tax Education Council DOES NOT allow partial credit, course must be taken in entirety. Western CPE has been approved by the California Tax Education Council to offer continuing education courses that count as credit towards the annual “continuing education” requirement imposed by the State of California for CTEC Registered Tax Preparers. A listing of additional requirements to register as a tax preparer may be obtained by contacting CTEC at P.O. Box 2890, Sacramento, CA, 95812-2890, by phone toll-free at (877) 850-2832, or on the Internet at www.ctec.org.
Meet The Experts
Paul J. Winn CLU ChFC is a writer with more than 30 years experience in the life insurance and securities industry as an agent/registered representative, an agency head, a marketing vice president for a life insurance company and the president of a corporate registered investment adviser. He was a long serving member of the advisory board to the New York State insurance department. He is a published book author and creator of more than 200 taxation, insurance and securities training courses.
QAS Self-Study
