CONTINUING EDUCATION FOR TAX & FINANCIAL PROFESSIONALS
Webcast

Regulatory Ethics: Professional Considerations in the Modern World

Individual
Teams

$147.00

Webcasts are available for viewing Monday – Saturday, 8am – 8pm ET.
Without FlexCast, you must start with enough time to finish. (1 Hr/Credit)

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CPE Credits

3 Credits: Regulatory Ethics
Course Level
Overview
Format
Webcast

Course Description

This comprehensive regulatory ethics course is designed for practitioners in today’s fast pace world.  We’ll begin with a discussion of ethics trends followed by a practical review of regulatory bodies and standards practitioners must adhere to.  The second half of this ethics CPE course is devoted to the “remote office”.  Specifically, this CPE ethics course will cover best practices, Federal and State privacy laws, along with a detailed discussion of client information and requirements to safeguard data.

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Learning Objectives

Upon completion of this course, participants will be able to:

  • Recall which branch of ethics is closely aligned with regulatory guidance in organizations.
  • Identify prevailing global trends in business ethics.
  • Identify key concepts practitioners should be mindful of when practicing across different jurisdictions.
  • Recall various ethical standards pronounced by select rule-making bodies.
  • Recall various threats impacting practitioner independence.
  • Identify professional duties governed by Circular 230.
  • Recall which regulatory standards apply to tax practitioners concerning confidential client records.
  • Identify which states have adopted privacy laws for business entities.
  • Recall best practices in connection with remote workers.
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Course Specifics

Course ID
WC1424380426
Revision Date
April 9, 2024
Prerequisites

None

Advanced Preparation

None

Compliance Information

NASBA Provider Number: 103220

CFP Notice: Not all courses that qualify for CFP® credit are registered by Western CPE. If a course does not have a CFP registration number in the compliance section, the continuing education will need to be individually reported with the CFP Board. For more information on the reporting process, required documentation, processing fee, etc., contact the CFP Board. CFP Professionals must take each course in it’s entirety, the CFP Board DOES NOT accept partial credits for courses.

Meet The Experts

Frank Castillo

Frank Castillo is a nationally acclaimed CPA, author & instructor. His body of published work includes over 300 video and text based courses addressing technical and personal challenges modern day accountants face.  Frank has traveled extensively across this great country providing tailored consulting services for professional athletes, performing artists, business mavericks, and dedicated licensed professionals.